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Archived article, first published November 4, 2010. It is kept here because other sites still link to it. The law may have changed since it was written, and it is not legal advice for your situation.

SBDTC Lenders Conference

November 4, 2010

Thank you for attending today's conference! I hope you found our discussion helpful.

My slides can be found here: UCM Lenders Conf Slides

I discussed Flowtown & Klout, which you may want to visit. I also referenced FINRA Regulatory Notice 10-06 -- you can find a summary and the full opinion at the FINRA site.

If you want to continue the discussion, please feel free to contact me at jon@whiteheadlawllc.com.